Cases

MEMORANDUM OPINION & ORDER LORETTA A. PRESKA, District Judge. Lead Plaintiff, Jerry Powers (“Plaintiff’), brings this class action under sections 10(b) and 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b) and 78t(a), and Rule 10b-5 promulgated thereunder by the Securities Exchange Commission, 17 C.F.R. § 240.10b-5, seeking recovery for losses sustained by shareholders during the perio

MEMORANDUM AND ORDER RE: CLASS CERTIFICATION NANCY GERTNER, District Judge, TABLE OF CONTENTS I. INTRODUCTION..........................................................19 II. FACTS....................................................................19 III. DISCUSSION..............................................................20 A.

DRONEY, Circuit Judge. The Respondents-Appellants are five former employees of Credit Suisse Securities (USA) LLC (“Credit Suisse”) who entered into employment agreements with *251Credit Suisse that included provisions to resolve all employment-related disputes by arbitration before a private arbitration provider. Following their resignation from Credit Suisse, the em

465 F.Supp.2d 34 (2006) In re CREDIT SUISSE-AOL SECURITIES LITIGATION. Civ. Action No. 02-12146-NG. United States District Court, D. Massachusetts. December 7, 2006. *36 Daniel S. Sommers, Steven J. Toll, Cohen, Milstein, Hausfeld & Toll, Washington, DC, Donald R. Hall, Frederic S. Fox, Joel B. Strauss, Kaplan Fox & Kilsheimer LL

Opinion by Judge MILAN D. SMITH, JR.; Concurrence by Judge MILAN D. SMITH, JR. ORDER The Opinion filed on December 2, 2010 is amended to appear as set forth below in the Amended Opinion filed concurrently with this Order. On slip opinion page 19110, footnote 5, lines 5 and 6, “Digimarc Corporation;” is deleted. On slip opinion page 19110, footnote 5, line 8, “Openwave Systems

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VANESSA SIMMONDS,  Plaintiff-Appellant, v. CREDIT SUISSE SECURITIES (USA) LLC; JPMORGAN CHASE & CO., a Delaware corporation, successor in interest to Hambrecht & Quist and Chase Securities Inc.; BANK OF No. 09-35262 AMERICA CORPORATION, a Delaware corporation, successor in interest  D.C.

Justice Scalia delivered the opinion of the Court. We consider whether the 2-year period to file suit against a corporate insider under § 16(b) of the Securities Exchange Act of 1934, 15 U. S. C. § 78p(b), begins to run only upon the *223 insider’s filing of the disclosure stateme

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VANESSA SIMMONDS,  Plaintiff-Appellant, v. CREDIT SUISSE SECURITIES (USA) LLC; JPMORGAN CHASE & CO., a Delaware corporation, successor in interest to Hambrecht & Quist and Chase Securities Inc.; BANK OF No. 09-35262 AMERICA CORPORATION, a Delaware corporation, successor in interest  D.C.

People v Credit Suisse Sec. (USA) LLC (2018 NY Slip Op 04272) People v Credit Suisse Sec. (USA) LLC 2018 NY Slip Op 04272 [31 NY3d 622] June 12, 2018 DiFiore, J. Court of Appeals Published by New York State Law Reporting Bureau pursuant to Judiciary

MEMORANDUM AND ORDER JOHN W. LUNGSTRUM, District Judge. This matter is presently before the Court on the motion to dismiss by defendants Credit Suisse Securities (USA) LLC and Credit Suisse First Boston Mortgage Securities Corp. (collectively “Credit Suisse”) (Doc. # 23). For the reasons set forth below, the motion is granted in part and denied in part. The motion is granted with respect to

Appellate Case: 21-4126 Document: 167-1 Date Filed: 10/15/2024 Page: 1 FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS October 15, 2024

10-3847-cv STMicroelectronics, N.V. v. Credit Suisse Securities (USA) UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term, 2010 (Argued: March 28, 2011 Decided: June 2, 2011) Docket No. 10-3847-cv STMI

ORDER PHILIP A. BRIMMER, United States District Judge "This matter is before the Court on the Motion' for- Summary Judgment [Docket No. 117] filed by Credit Suisse AG, Credit Suisse Securities (USA), LLC, Credit Suisse (USA) Inc., Credit Suisse Holdings (USA) Inc., and Credit Suisse Cayman Islands Branch " (collectively, “Credit Suisse.”) I. BACKGROUND1

DECISION AND ORDER VICTOR MARRERO, District Judge, I. BACKGROUND............... 68 A. TWO OFFERINGS OF ECD STOCK...................................68 B. SHORT SALES OF ECD STOCK SKYROCKET WHILE THE PRICE OF ECD STOCK PLUMMETS, SENDING ECD INTO BANKRUPTCY....................................................69 C. THE CREDIT SUISSE DEFENDANTS’ ALLE

127 S.Ct. 2383 (2007) CREDIT SUISSE SECURITIES (USA) LLC, fka Credit Suisse First Boston LLC, et al., Petitioners, v. Glen BILLING et al. No. 05-1157. Supreme Court of United States. Argued March 27, 2007. Decided June 18, 2007. *2386 Stephen M. Shapiro, Washington, D.C., for Petitioners. Paul D. Clement,

648 F.3d 68 (2011) STMICROELECTRONICS, N.V., Petitioner-Appellee, v. CREDIT SUISSE SECURITIES (USA) LLC, Respondent-Appellant. Docket No. 10-3847-cv. United States Court of Appeals, Second Circuit. Argued: March 28, 2011. Decided: June 2, 2011. *70 Andrew L. Frey (Philip Allen Lacovara, Mark G. Hanchet, S. Christ

15-0345-cv Credit Suisse Secs. LLC v. Tracy, et al. 1 In the 2 United States Court of Appeals 3 For the Second Circuit 4 5 6 August Term, 2015 7 No. 15‐345‐cv 8

19-3466 Set Capital LLC v. Credit Suisse Group AG In the United States Court of Appeals For the Second Circuit ________ AUGUST TERM, 2019 ARGUED: APRIL 30, 2020 DECIDED: APRIL 27, 2021 No. 19-3466-cv SET CAPITAL LLC, STEFAN JAGER, NIKOLAY DROZHZHINOV, ALEKSANDR GAMBURG, ACM, LTD.,

Reena Raggi, Circuit Judge: *217In this civil action under the Employee Retirement Income Security Act of 1974 ("ERISA"), 29 U.S.C. §§ 1132(a)(2) and (a)(3), the named plaintiffs, acting on behalf of a putative class o

16‐3327‐cv (L) Allen v. Credit Suisse Secs. (USA) LLC In the United States Court of Appeals for the Second Circuit AUGUST TERM 2016 Nos. 16‐3327‐cv (L), 16‐3571‐cv (CON) DORIS SUE ALLEN, DONNA S. LUCAS, JONATHAN G. AXELROD, DANA KELLEN, HEDY L.